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How Do Boldin’s Roth Conversion Strategies Compare to an NPV Approach?

Nancy Gates avatar
Written by Nancy Gates
Updated over 2 weeks ago

🔹 Boldin’s Roth Conversion Strategies

Boldin offers several strategies (Tax Bracket, IRMAA Bracket, Lowest Lifetime Tax, Highest Estate Value, etc.), each with a single optimization goal:

  • Tax Bracket → constrain annual conversions to a chosen bracket.

  • IRMAA Bracket → constrain annual conversions to a chosen Medicare IRMAA surcharge tier.

  • Lowest Lifetime Tax → minimize lifetime cumulative taxes.

  • Highest Estate Value → maximize gross estate at death.

Characteristics:

  • Rule-based or optimizer-driven, but within a fixed lens.

  • Often show “biggest number” results (total taxes, estate size, etc.) without discounting future values.

  • More intuitive to explain (“fill the 24% bracket” or “pay the least total tax”).

🔹 NPV (Net Present Value) Approach

  • Objective: Maximize the present value of after-tax wealth (spending + estate).

  • How it works:

    • Converts all future taxes, withdrawals, conversions, and account balances into today’s dollars using a discount rate (e.g., inflation or expected investment return).

    • Compares Roth vs. no-Roth scenarios on an after-tax, discounted basis.

  • Key advantage: Recognizes that a tax dollar paid in 30 years is not as costly as one paid today.

  • Output: Tells you which conversion schedule maximizes the economic value in present terms.


🔹 How They Differ

Aspect

Boldin’s Strategies

NPV Approach

Optimization lens

Single target (lifetime tax, estate value, bracket)

Unified metric: present value of after-tax wealth

Time value of money

Ignored (future values not discounted)

Explicitly included

Ease of explanation

Intuitive: “stay in bracket” or “minimize taxes”

Less intuitive: requires discount rate assumptions

Estate taxes

Gross values, not adjusted

Fully after-tax, discounted

Practicality

Easier to align with client behavior

More precise economic comparison


🔹 Which Is Better?

  • NPV is more rigorous — it reflects both taxes and the time value of money, giving a truer measure of economic benefit.

  • Boldin’s strategies are more user-friendly — they frame the trade-offs in ways people can act on (brackets, lifetime taxes, estate size).

  • Best practice: Advisors often use Boldin’s strategies to frame options (simple narratives), then validate the winner with an NPV lens to confirm which path maximizes after-tax, present-value wealth.

✅ So, NPV is “better” economically, but Boldin’s strategies are “better” for planning conversations. They’re not mutually exclusive — they complement each other.

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